Meet the Securities Regulators

"Meet the Securities Regulators"

Co-Sponsored by the WSBA Business Law Section

Bill Beatty, Securities Administrator for the Washington Department of Financial Institutions and his staff will discuss the investment advisor rule changes, new mortgage broker-dealer rules, accredited investor rulemaking, changes to offering solicitation and provide an update on the Divisions’ enforcement activities. Stay to network with the Washington Department of Financial Institutions and your like-minded colleagues during the hosted reception.

When: November 27, 2012
             Program - 3:30 to 5:00 p.m.
             Hosted Reception - 5:00 to 6:00 p.m.

Where: Washington Athletic Club  
               1325 Sixth Avenue

CLE Credits: 1.5 general credits

Cost: $30 for all, including reception

More information and registration.

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