Meet the Securities Regulators
"Meet the Securities Regulators"
Co-Sponsored by the WSBA Business Law Section
Bill Beatty, Securities Administrator for the Washington Department of Financial Institutions and his staff will discuss the investment advisor rule changes, new mortgage broker-dealer rules, accredited investor rulemaking, changes to offering solicitation and provide an update on the Divisions’ enforcement activities. Stay to network with the Washington Department of Financial Institutions and your like-minded colleagues during the hosted reception.
When: November 27, 2012
Program - 3:30 to 5:00 p.m.
Hosted Reception - 5:00 to 6:00 p.m.
Where: Washington Athletic Club
1325 Sixth Avenue
CLE Credits: 1.5 general credits
Cost: $30 for all, including reception
More information and registration.