33rd Annual Northwest Securities Institute - May 10-11, 2013
33rd Annual Northwest Securities Institute
Co-sponsored by the Oregon State Bar Securities Regulation Section, the Washington State Bar Association Business Law Section, and in association with WSBA-CLE and the Northwest State-Federal-Provincial Securities Conference
While media outlets indicate a tentative economy, this year’s NW Securities Institute is forging ahead with presentations that cover familiar territory and new horizons. Kick off the institute with the traditional trio of regulatory updates: state and provincial, SEC enforcement, and SEC corporation finance. During lunch, hear about a local startup that received angel investment funds to fuel growth for an eventual buyout by a larger company. The afternoon sessions will look at the current state of Registered Investment Advisors, recent developments at FINRA, and private securities litigation. On Saturday, explore the JOBS Act and what happens when individuals face simultaneous investigations or litigation by multiple parties.
When: May 10-11, 2013
Where: Hotel Vintage Plaza
422 SW Broadway
CLE Credits: 9.25 general credits
Cost: $405 if registered by April 19th
$425 if registered after April 19th
More information and registration.